Filing Details
- Accession Number:
- 0001214659-18-006947
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-07 15:56:03
- Reporting Period:
- 2018-11-06
- Accepted Time:
- 2018-11-07 15:56:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 814547 | Fair Isaac Corp | FICO | Services-Business Services, Nec (7389) | 941499887 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1545661 | M James Wehmann | 181 Metro Drive San Jose CA 95110 | Executive Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-06 | 10,000 | $43.90 | 99,726 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-06 | 2,000 | $189.19 | 97,726 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-11-06 | 4,800 | $190.17 | 92,926 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-11-06 | 916 | $191.04 | 92,010 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-11-06 | 1,213 | $191.99 | 90,797 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-11-06 | 1,071 | $193.15 | 89,726 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Share Units | Acquisiton | 2018-11-06 | 10,976 | $0.00 | 10,976 | $0.00 |
| Common Stock | Non-Qualified Stock Option (Right to buy) | Disposition | 2018-11-06 | 10,000 | $0.00 | 10,000 | $43.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,976 | 2018-12-08 | No | 4 | A | Direct | |
| 25,001 | 2013-04-01 | 2019-03-31 | No | 4 | M | Direct |
Footnotes
- Exercised and Sold pursuant to reporting person's 10b5-1 plan.
- This transaction was executed in multiple trades at prices ranging from $188.61 to $189.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $189.66 to $190.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $190.72 to $191.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $191.72 to $192.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $192.91 to $193.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- On November 6, 2018 the Leadership Development and Compensation Committee of the Board of Directors of Fair Isaac Corporation determined that the reporting person earned the number of performance share units reported on this Form 4 based on achievement of certain performance metrics.
- The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
- No expiration date.
- This option vests in four equal annual installments commencing on this date.
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