Filing Details
- Accession Number:
- 0001568214-18-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-07 15:45:57
- Reporting Period:
- 2018-11-06
- Accepted Time:
- 2018-11-07 15:45:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 712771 | Connectone Bancorp Inc. | CNOB | State Commercial Banks (6022) | 521273725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488604 | W Michael Kempner | Connectone Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ 07632 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-11-06 | 5,650 | $21.46 | 374,426 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-11-07 | 25,966 | $4.62 | 400,392 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2018-11-07 | 25,966 | $0.00 | 25,966 | $4.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-07-01 | 2018-11-26 | No | 4 | M | Direct |
Footnotes
- The proceeds of the of sale reported herein were utilized in connection with the exercise of the stock options, also reported herein.
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