Filing Details
- Accession Number:
- 0001179110-18-012633
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-07 13:12:29
- Reporting Period:
- 2018-11-06
- Accepted Time:
- 2018-11-07 13:12:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 896156 | Ethan Allen Interiors Inc | ETH | Wood Household Furniture, (No Upholstered) (2511) | 061275288 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1217614 | Farooq M Kathwari | 25 Lake Avenue Ext. Danbury CT 06811 | Chairman, President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-06 | 10,000 | $19.50 | 1,979,377 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 340,776 | Indirect | The Irfan Kathwari Foundation |
| Common Stock | 15,364 | Indirect | Shares held by spouse |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.44 to $19.57, inclusive. The reporting person undertakes to provide to the Company any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- Corrects a scrivener's error in the in the amount of securities beneficially owned as reported on the Form 4 filed on September 25, 2018.
Billionaire Hedge Funds
