Filing Details
- Accession Number:
- 0001179110-18-012615
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-06 18:36:09
- Reporting Period:
- 2018-11-06
- Accepted Time:
- 2018-11-06 18:36:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1259515 | Control4 Corp | CTRL | Electronic Components & Accessories (3670) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1583025 | Susan Cashen | C/O Control4 Corporation 11734 S. Election Road Salt Lake City UT 84020 | Svp Of Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-06 | 5,022 | $4.89 | 5,022 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-06 | 5,022 | $23.20 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-11-06 | 2,500 | $11.28 | 2,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-06 | 2,500 | $22.80 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-11-06 | 5,022 | $0.00 | 5,022 | $4.89 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-11-06 | 2,500 | $0.00 | 2,500 | $11.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,082 | 2019-08-31 | No | 4 | M | Direct | |
| 0 | 2023-06-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 743 | Indirect | By 401(k) Plan |
Footnotes
- Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2018.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $22.80 per share to $23.56 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- Shares held in Reporting Person's 401(k) Plan.
- Incentive Stock Options granted September 1, 2009 that are fully vested.
- Incentive Stock Options granted June 11, 2013 that are fully vested.
Billionaire Hedge Funds
