Filing Details

Accession Number:
0001127602-18-032235
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-06 15:31:51
Reporting Period:
2018-11-02
Accepted Time:
2018-11-06 15:31:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247954 T James Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-11-02 1 $63.50 189 No 4 P Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock Acquisiton 2018-11-02 1 $63.50 189 No 4 P Indirect Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock Acquisiton 2018-11-02 1 $63.50 189 No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-02 1 $63.50 189 No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-02 1 $63.50 189 No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-02 1 $63.50 189 No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-05 1 $64.98 190 No 4 P Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock Acquisiton 2018-11-05 1 $64.98 190 No 4 P Indirect Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock Acquisiton 2018-11-05 2 $64.98 191 No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-05 2 $64.98 191 No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-05 1 $64.98 190 No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-05 1 $64.98 190 No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
No 4 P Indirect Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
No 4 P Indirect Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 9,665 Indirect proportionate limited partnership interests in shares held by RA II LP
Class A Common Stock 262 Indirect child's proportionate limited partnership interest in shares held by Rankin Associates II
Class A Common Stock 15,853 Indirect Held by Trust
Class A Common Stock 862 Indirect Spouse's proportionate limited partnership interests in shares held by Rankin Associates II LP
Class A Common Stock 563 Indirect Shares held by spouse
Class A Common Stock 454 Indirect Minor child?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 1,553 Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.
Class A Common Stock 645 Indirect co-trustee of trust for the benefit of minor niece
Class A Common Stock 1,405 Indirect Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares.
Class A Common Stock 563 Indirect co-trustee of the trust for the benefit of the minor nephew
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 9,665 9,665 Indirect
Class A Common Stock Class B Common Stock $0.00 262 262 Indirect
Class A Common Stock Class B Common Stock $0.00 15,683 15,683 Direct
Class A Common Stock Class B Common Stock $0.00 862 862 Indirect
Class A Common Stock Class B Common Stock $0.00 563 563 Indirect
Class A Common Stock Class B Common Stock $0.00 454 454 Indirect
Class A Common Stock Class B Common Stock $0.00 1,553 1,553 Indirect
Class A Common Stock Class B Common Stock $0.00 645 645 Indirect
Class A Common Stock Class B Common Stock $0.00 1,405 1,405 Indirect
Class A Common Stock Class B Common Stock $0.00 563 563 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
9,665 9,665 Indirect
262 262 Indirect
15,683 15,683 Direct
862 862 Indirect
563 563 Indirect
454 454 Indirect
1,553 1,553 Indirect
645 645 Indirect
1,405 1,405 Indirect
563 563 Indirect
Footnotes
  1. Shares purchased pursuant to 10b5-1 plan
  2. 2018-Nov-5-Weighted Average - Share Price represents average price between $64.83 and $64.99.
  3. Reporting Person disclaims beneficial ownership of all such shares.
  4. N/A