Filing Details
- Accession Number:
- 0001209191-18-057339
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-06 14:02:31
- Reporting Period:
- 2018-11-02
- Accepted Time:
- 2018-11-06 14:02:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1413837 | First Foundation Inc. | FFWM | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1594287 | John Michel | 18101 Von Karman Avenue Suite 700 Irvine CA 92612 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-02 | 14,000 | $7.50 | 63,961 | No | 4 | M | Indirect | by family trust |
| Common Stock | Disposition | 2018-11-02 | 14,000 | $16.33 | 49,961 | No | 4 | S | Indirect | by family trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by family trust |
| No | 4 | S | Indirect | by family trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 37,000 | Direct |
Footnotes
- Option Exercise Price
Billionaire Hedge Funds
