Filing Details

Accession Number:
0001707261-18-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-06 13:45:22
Reporting Period:
2018-10-25
Accepted Time:
2018-11-06 13:45:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1703079 Xai Octagon Floating Rate & Alternative Income Term Trust XFLT () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1707261 Gregory Dingens C/O Xa Investments
1290 Broadway Suite 1100
Denver CO 80203
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Acquisiton 2018-10-25 2,000 $9.45 27,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct