Filing Details
- Accession Number:
- 0001273412-18-000086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-06 10:42:01
- Reporting Period:
- 2018-11-05
- Accepted Time:
- 2018-11-06 10:42:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1050743 | Peapack Gladstone Financial Corp | PGC | Commercial Banks, Nec (6029) | 223537895 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1560350 | L Douglas Kennedy | 500 Hills Drive, Suite 300 Po Box 700 Bedminster NJ 07921-0700 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-05 | 500 | $28.00 | 100,049 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-11-05 | 50 | $27.99 | 100,099 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-11-05 | 100 | $27.91 | 100,199 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-11-05 | 100 | $27.86 | 100,299 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-11-05 | 100 | $27.92 | 100,399 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-11-05 | 50 | $27.90 | 100,449 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-11-05 | 50 | $27.99 | 100,499 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-11-05 | 50 | $27.88 | 100,549 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,877 | Indirect | Rabbi Trust |
Common Stock | 7,424 | Indirect | 401 (K) |
Common Stock | 4,651 | Indirect | Employee Stock Purchase Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 30,875 | 30,875 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 2,660 | 2,660 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 14,010 | 14,010 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
30,875 | 30,875 | Direct | |
2,660 | 2,660 | Direct | |
14,010 | 14,010 | Direct |
Footnotes
- 18,284 shares held in trust
- Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
- Includes 401 (K) contributions to purchase PGC stock.
- Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
- The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
- The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
- Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
- The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.