Filing Details
- Accession Number:
- 0001273412-18-000084
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-06 10:39:33
- Reporting Period:
- 2018-11-05
- Accepted Time:
- 2018-11-06 10:39:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050743 | Peapack Gladstone Financial Corp | PGC | Commercial Banks, Nec (6029) | 223537895 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201447 | J Jeffrey Carfora | 500 Hills Drive, Suite 300 Po Box 700 Bedminster NJ 07921-0700 | Sevp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-05 | 1,500 | $28.21 | 81,116 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 963 | Indirect | 401(k) |
| Common Stock | 4,675 | Indirect | Employee Stock Purchase Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 6,708 | 13,036 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 1,123 | 1,123 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 6,708 | 6,708 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 6,708 | 13,036 | Direct | |
| 1,123 | 1,123 | Direct | |
| 6,708 | 6,708 | Direct |
Footnotes
- Includes 401(k) contributions used to purchase PGC stock.
- Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
- The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
- The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
- Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
- The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.
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