Filing Details

Accession Number:
0000064040-18-000193
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-05 20:02:40
Reporting Period:
2018-11-05
Accepted Time:
2018-11-05 20:02:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
64040 S&P Global Inc. SPGI Services-Consumer Credit Reporting, Collection Agencies (7320) 131026995
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1684373 Nancy Luquette 55 Water Street
New York NY 10041
Svp, Chief Risk & Audit Exec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-05 225 $183.51 306 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 2017-12-31 2019-12-31 389 389 Direct
Common Stock Restricted Stock Units $0.00 2018-12-31 2018-12-31 604 604 Direct
Common Stock Options (Right to Buy) $59.92 2023-09-02 876 876 Direct
Common Stock Options (Right to Buy) $77.81 2024-03-31 1,411 1,411 Direct
Common Stock Restricted Stock Units $0.00 482 482 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-12-31 389 389 Direct
2018-12-31 604 604 Direct
2023-09-02 876 876 Direct
2024-03-31 1,411 1,411 Direct
482 482 Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
  2. As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  3. As previously reported, the reporting person was granted 876 options on 09/03/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 09/03/2014, the next 33% installment became exercisable on 09/03/2015 and the remaining 34% installment became exercisable on 09/03/2016.
  4. As previously reported, the reporting person was granted 1,411 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
  5. As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.