Filing Details
- Accession Number:
- 0000064040-18-000193
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-05 20:02:40
- Reporting Period:
- 2018-11-05
- Accepted Time:
- 2018-11-05 20:02:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
64040 | S&P Global Inc. | SPGI | Services-Consumer Credit Reporting, Collection Agencies (7320) | 131026995 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1684373 | Nancy Luquette | 55 Water Street New York NY 10041 | Svp, Chief Risk & Audit Exec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-11-05 | 225 | $183.51 | 306 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 2017-12-31 | 2019-12-31 | 389 | 389 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2018-12-31 | 2018-12-31 | 604 | 604 | Direct |
Common Stock | Options (Right to Buy) | $59.92 | 2023-09-02 | 876 | 876 | Direct | |
Common Stock | Options (Right to Buy) | $77.81 | 2024-03-31 | 1,411 | 1,411 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 482 | 482 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-12-31 | 389 | 389 | Direct |
2018-12-31 | 604 | 604 | Direct |
2023-09-02 | 876 | 876 | Direct |
2024-03-31 | 1,411 | 1,411 | Direct |
482 | 482 | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
- As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- As previously reported, the reporting person was granted 876 options on 09/03/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 09/03/2014, the next 33% installment became exercisable on 09/03/2015 and the remaining 34% installment became exercisable on 09/03/2016.
- As previously reported, the reporting person was granted 1,411 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
- As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.