Filing Details

Accession Number:
0001209191-18-057272
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-05 18:15:59
Reporting Period:
2018-11-01
Accepted Time:
2018-11-05 18:15:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013857 Pegasystems Inc PEGA Services-Computer Processing & Data Preparation (7374) 042787865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1680115 Kenneth Stillwell C/O Pegasystems Inc
One Rogers Street
Cambridge MA 02142
Cfo, Svp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-01 2,187 $0.00 11,866 No 4 M Direct
Common Stock Disposition 2018-11-01 973 $53.52 10,893 No 4 F Direct
Common Stock Disposition 2018-11-01 1,500 $53.40 9,393 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2018-11-01 2,187 $0.00 2,187 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,053 2017-08-01 No 4 M Direct
Footnotes
  1. Represents 5% vesting on November 1, 2018. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
  2. Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  3. Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
  4. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
  5. Once vested, the shares of common stock are not subject to expiration.