Filing Details
- Accession Number:
- 0001015780-18-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-05 17:48:04
- Reporting Period:
- 2018-11-02
- Accepted Time:
- 2018-11-05 17:48:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1015780 | E Trade Financial Corp | ETFC | Savings Institution, Federally Chartered (6035) | 942844166 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187442 | A Rodger Lawson | 11 Times Square 32Nd Floor New York NY 10036 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-02 | 5,000 | $51.26 | 109,191 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-11-05 | 5,000 | $51.27 | 114,191 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |