Filing Details
- Accession Number:
- 0001209191-18-057199
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-05 16:43:30
- Reporting Period:
- 2018-11-01
- Accepted Time:
- 2018-11-05 16:43:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1458962 | Mindbody Inc. | MB | Services-Computer Processing & Data Preparation (7374) | 201898451 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1644616 | Lee Richard Stollmeyer | 4051 Broad Street Suite 220 San Luis Obispo CA 93401 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-11-01 | 17,739 | $0.00 | 187,729 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2018-11-01 | 6,400 | $32.44 | 181,329 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-11-01 | 11,339 | $33.28 | 169,990 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock (convertible into Class A Common Stock) | Disposition | 2018-11-01 | 17,739 | $0.00 | 17,739 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
523,644 | No | 4 | C | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock (convertible into Class A Common Stock) | $0.00 | 10,150 | 10,150 | Indirect | ||
Class A Common Stock | Class B Common Stock (convertible into Class A Common Stock) | $0.00 | 1,250 | 1,250 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
10,150 | 10,150 | Indirect | |
1,250 | 1,250 | Indirect |
Footnotes
- Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
- Includes 146,644 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A CommonStock upon settlement.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.82 to$32.81, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide fullinformation regarding the number of shares sold at each separate price within the range set forth in the Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.82 to$33.63, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide fullinformation regarding the number of shares sold at each separate price within the range set forth in the Form 4.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expirationdate.
- The shares are held of record by the Reporting Person's spouse.
- The shares are held of record by the Reporting Person's spouse as custodian for the benefit of her minor child.