Filing Details

Accession Number:
0000899243-18-028184
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-11-05 16:19:27
Reporting Period:
2017-04-19
Accepted Time:
2018-11-05 16:19:27
Original Submission Date:
2017-04-19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1614184 Cadence Bancorporation CADE () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1179585 J Marc Shapiro C/O Cadence Bancorporation
2800 Post Oak Boulevard, Suite 3800
Houston TX 77056
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2017-04-19 23,000 $0.00 23,000 No 4 P Direct
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2017-04-19 2,000 $0.00 2,000 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See footnote
Footnotes
  1. This amendment to the Reporting Person's Form 4 filed on April 19, 2017 is to correct the allocation of direct and indirect ownership of Class A common stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation purchased through a directed share program in connection with the initial public offering of the Class A Common Stock (the "IPO"), which closed on April 19, 2017. The 2,000 shares, now disclosed as being held indirectly, were previously disclosed as being held directly in the original Form 4 and two subsequent Forms 4 filed by the Reporting Person. This amendment does not reflect changes occurring after April 19, 2017, including but not limited to changes in ownership of Class A Common Stock and the relationship of the Reporting Person to Issuer.
  2. The shares of Class A Common Stock were purchased at the initial public offering price of $20.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.
  3. Held by a trust for the benefit of the Reporting Person's sister, for which the Reporting Person is the co-trustee and therefore may be deemed to be a beneficial owner of such shares.