Filing Details
- Accession Number:
- 0000899243-18-028184
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-11-05 16:19:27
- Reporting Period:
- 2017-04-19
- Accepted Time:
- 2018-11-05 16:19:27
- Original Submission Date:
- 2017-04-19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1614184 | Cadence Bancorporation | CADE | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1179585 | J Marc Shapiro | C/O Cadence Bancorporation 2800 Post Oak Boulevard, Suite 3800 Houston TX 77056 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-04-19 | 23,000 | $0.00 | 23,000 | No | 4 | P | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-04-19 | 2,000 | $0.00 | 2,000 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See footnote |
Footnotes
- This amendment to the Reporting Person's Form 4 filed on April 19, 2017 is to correct the allocation of direct and indirect ownership of Class A common stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation purchased through a directed share program in connection with the initial public offering of the Class A Common Stock (the "IPO"), which closed on April 19, 2017. The 2,000 shares, now disclosed as being held indirectly, were previously disclosed as being held directly in the original Form 4 and two subsequent Forms 4 filed by the Reporting Person. This amendment does not reflect changes occurring after April 19, 2017, including but not limited to changes in ownership of Class A Common Stock and the relationship of the Reporting Person to Issuer.
- The shares of Class A Common Stock were purchased at the initial public offering price of $20.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.
- Held by a trust for the benefit of the Reporting Person's sister, for which the Reporting Person is the co-trustee and therefore may be deemed to be a beneficial owner of such shares.