Filing Details

Accession Number:
0001562180-18-004391
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-05 08:54:48
Reporting Period:
2018-11-02
Accepted Time:
2018-11-05 08:54:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
51143 International Business Machines Corp IBM Computer & Office Equipment (3570) 130871985
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1333712 M Virginia Rometty Ibm Corporation
One New Orchard Road
Armonk NY 10504
Chairman, Pres. And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-02 8,500 $117.51 174,031 No 4 P Indirect trust 2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect trust 2
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Unit Acquisiton 2018-11-02 17,291 $115.67 17,291 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,804 No 4 I Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,368 Direct
Common Stock 66,500 Indirect trust 1
Footnotes
  1. The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  2. Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
  3. Intra-plan transfer into the IBM Stock Fund of the IBM Excess 401(k) Plus Plan.
  4. Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative account under such plan.