Filing Details
- Accession Number:
- 0001562180-18-004391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-05 08:54:48
- Reporting Period:
- 2018-11-02
- Accepted Time:
- 2018-11-05 08:54:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
51143 | International Business Machines Corp | IBM | Computer & Office Equipment (3570) | 130871985 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1333712 | M Virginia Rometty | Ibm Corporation One New Orchard Road Armonk NY 10504 | Chairman, Pres. And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-02 | 8,500 | $117.51 | 174,031 | No | 4 | P | Indirect | trust 2 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | trust 2 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Unit | Acquisiton | 2018-11-02 | 17,291 | $115.67 | 17,291 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
34,804 | No | 4 | I | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,368 | Direct | |
Common Stock | 66,500 | Indirect | trust 1 |
Footnotes
- The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
- Intra-plan transfer into the IBM Stock Fund of the IBM Excess 401(k) Plus Plan.
- Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative account under such plan.