Filing Details
- Accession Number:
- 0001127602-11-007514
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-02-24 17:34:01
- Reporting Period:
- 2011-02-07
- Filing Date:
- 2011-02-24
- Accepted Time:
- 2011-02-24 17:34:01
- Original Submission Date:
- 2011-02-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
906107 | Equity Residential | EQR | Real Estate Investment Trusts (6798) | 363877868 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1383436 | S David Santee | Two North Riverside Plaza, Suite 400 Chicago IL 60606 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Disposition | 2011-02-08 | 2,533 | $53.71 | 5,352 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Operating Partnership Units | LTIP Units | Acquisiton | 2011-02-07 | 7,819 | $0.00 | 7,819 | $0.00 |
Common Shares Of Beneficial Interest | Non-qualified Stock Option (Right to Buy) | Acquisiton | 2011-02-07 | 50,244 | $0.00 | 50,244 | $53.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,819 | 2021-02-07 | No | 4 | A | Direct | |
50,244 | 2021-02-07 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares Of Beneficial Interest | 1,852 | Indirect | 401(k) Plan |
Common Shares Of Beneficial Interest | 26,702 | Indirect | SERP Account |
Footnotes
- Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.
- The price represents the weighted average price of the shares sold. The shares were sold within a range of $53.71 to $53.73. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 14, 2011.
- Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
- The Form 4 filed on February 9, 2011 is being amended to show that the reporting person was awarded 7,819 restricted limited partnership interests ("LTIP Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), instead of 7,819 restricted shares, as previously reported. The LTIP Units are a class of units of the Operating Partnership that, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, are convertible by the holder into an equivalent number of OP Units of the Operating Partnership, which, subject to vesting, are redeemable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option.
- The LTIP Units are scheduled to vest on February 7, 2014.
- Represents share options scheduled to vest in three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014.