Filing Details

Accession Number:
0001562180-18-004390
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-02 19:05:04
Reporting Period:
2018-11-01
Accepted Time:
2018-11-02 19:05:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1455684 Tpi Composites Inc TPIC Engines & Turbines (3510) 201590775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1678420 C Steven Lockard 8501 North Scottsdale Road,
Gainey Center Ii, Suite 100
Scottsdale AZ 85253
President And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-01 51,795 $10.87 317,416 No 4 M Direct
Common Stock Disposition 2018-11-01 29,269 $25.41 288,147 No 4 S Direct
Common Stock Disposition 2018-11-01 22,526 $25.86 265,621 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to buy) Disposition 2018-11-01 51,795 $0.00 51,795 $10.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
716,130 2025-05-29 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in May, 2018.
  2. This transaction was executed in multiple trades at prices ranging from $25.12 to $25.53. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $25.54 to $26.19. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. The option representing a right to purchase a total of 819,720 shares, vest over a four year period as follows:25% of these securities vest on the first anniversary of the effective date of the initial public offering of the Issuer, and 6.25% vest on each quarterly anniversary thereafter, such that 100% of these securities vest on the fourth anniversary of the Issuer's offering; provided, that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.