Filing Details
- Accession Number:
- 0001562180-18-004390
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-02 19:05:04
- Reporting Period:
- 2018-11-01
- Accepted Time:
- 2018-11-02 19:05:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1455684 | Tpi Composites Inc | TPIC | Engines & Turbines (3510) | 201590775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678420 | C Steven Lockard | 8501 North Scottsdale Road, Gainey Center Ii, Suite 100 Scottsdale AZ 85253 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-01 | 51,795 | $10.87 | 317,416 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-01 | 29,269 | $25.41 | 288,147 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-11-01 | 22,526 | $25.86 | 265,621 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to buy) | Disposition | 2018-11-01 | 51,795 | $0.00 | 51,795 | $10.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 716,130 | 2025-05-29 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in May, 2018.
- This transaction was executed in multiple trades at prices ranging from $25.12 to $25.53. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $25.54 to $26.19. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option representing a right to purchase a total of 819,720 shares, vest over a four year period as follows:25% of these securities vest on the first anniversary of the effective date of the initial public offering of the Issuer, and 6.25% vest on each quarterly anniversary thereafter, such that 100% of these securities vest on the fourth anniversary of the Issuer's offering; provided, that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.
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