Filing Details
- Accession Number:
- 0001127602-18-032008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-02 18:18:33
- Reporting Period:
- 2018-11-01
- Accepted Time:
- 2018-11-02 18:18:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1574135 | Pivotal Software Inc. | PVTL | Services-Prepackaged Software (7372) | 943094578 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1737541 | Scott Yara | C/O Pivotal Software, Inc. 875 Howard Street, Fifth Floor San Francisco CA 94103 | Svp, Products | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-11-01 | 36,667 | $5.06 | 236,667 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-11-01 | 36,667 | $20.01 | 200,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Options (Right to Buy) | Disposition | 2018-11-01 | 36,667 | $0.00 | 36,667 | $5.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
426,667 | 2023-06-28 | No | 4 | M | Direct |
Footnotes
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2018
- This transaction was executed in multiple trades at prices ranging from $20.00 to $20.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The stock options were granted on June 28, 2013 and are fully vested.