Filing Details

Accession Number:
0001127602-18-032006
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-02 18:14:28
Reporting Period:
2018-11-01
Accepted Time:
2018-11-02 18:14:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1574135 Pivotal Software Inc. PVTL Services-Prepackaged Software (7372) 943094578
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1737540 M. Andrew Cohen C/O Pivotal Software, Inc.
875 Howard Street, Fifth Floor
San Francisco CA 94103
Svp, Gc And Corp. Sec. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-11-01 25,800 $5.06 169,134 No 4 M Direct
Class A Common Stock Disposition 2018-11-01 25,800 $20.02 143,334 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options (Right to Buy) Disposition 2018-11-01 25,800 $0.00 25,800 $5.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
89,200 2023-06-28 No 4 M Direct
Footnotes
  1. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2018
  2. The stock options were granted on June 28, 2013 and are fully vested. The original grant was for 125,000 options, of which 10,000 have been exercised.