Filing Details
- Accession Number:
- 0001367859-18-000139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-02 17:53:41
- Reporting Period:
- 2018-10-31
- Accepted Time:
- 2018-11-02 17:53:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1367859 | Citizens Community Bancorp Inc. | CZWI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204872 | S James Broucek | C/O Citizens Community Bancorp, Inc. 2174 Eastridge Center Eau Claire WI 54701 | Evp/Cfo/Treasurer/Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2018-10-31 | 415 | $12.75 | 4,905 | No | 4 | F | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-11-02 | 500 | $12.50 | 23,056 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | P | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Option (right to buy) | $13.60 | 2027-10-31 | 8,000 | 8,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2027-10-31 | 8,000 | 8,000 | Direct |
Footnotes
- The reporting person surrendered a total of 581 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2008 Equity Incentive Plan.
- These shares are held in the reporting person's self-directed IRA.
- The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows: 20% of the shares vest on each of October 31, 2018, October 31, 2019, October 31, 2020, October 31, 2021 and October 31, 2022.