Filing Details

Accession Number:
0001144204-18-057099
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-02 17:04:09
Reporting Period:
2018-05-18
Accepted Time:
2018-11-02 17:04:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1679063 Chicken Soup For The Soul Entertainment Inc. CSSE () NY
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1638331 Greenhaven Road Capital Fund 1, L.p. C/O Royce &Amp; Associates Llc
8 Sound Shore Drive, Suite 190
Greenwich CT 06830
No No Yes No
1736139 Greenhaven Road Capital Fund 2, L.p. C/O Royce &Amp; Associates Llc
8 Sound Shore Drive, Suite 190
Greenwich CT 06830
No No Yes No
1741129 Greenhaven Road Investment Management, L.p. C/O Royce &Amp; Associates Llc
8 Sound Shore Drive, Suite 190
Greenwich CT 06830
No No Yes No
1741338 Mvm Funds Llc C/O Royce &Amp; Associates Llc
8 Sound Shore Drive, Suite 190
Greenwich CT 06830
No No Yes No
1744819 Stewart Scott Miller C/O Royce &Amp; Associates Llc
8 Sound Shore Drive, Suite 190
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock ($0.0001 Par Value) Acquisiton 2018-05-18 25,409 $9.00 308,510 No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-05-18 12,704 $9.00 154,328 No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-05-23 20,563 $9.00 329,073 No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-05-23 10,129 $9.00 164,457 No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-06-11 1,827 $9.84 330,900 No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-06-11 900 $9.84 165,357 No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-06-14 2,546 $10.44 333,446 No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-06-14 1,254 $10.44 166,611 No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 Par Value) Disposition 2018-07-01 34,294 $0.00 299,152 No 4 J Indirect By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-01 34,294 $0.00 200,905 No 4 J Indirect By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-09 1,648 $9.74 300,800 No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-09 1,089 $9.74 201,994 No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-10 4,518 $9.62 305,318 No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-10 2,982 $9.62 204,976 No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-11 3,012 $9.30 308,330 No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-11 1,988 $9.30 206,964 No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-12 8,723 $9.54 317,053 No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-12 5,762 $9.54 212,726 No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-13 5,464 $9.48 322,517 No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-13 3,608 $9.48 216,334 No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-16 1,806 $9.50 324,323 No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-16 1,194 $9.50 217,528 No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-17 1,806 $9.35 326,129 No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-17 1,194 $9.35 218,722 No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-18 2,348 $9.49 328,477 No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-18 1,552 $9.49 220,274 No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-23 3,390 $9.38 331,867 No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-23 2,240 $9.38 222,514 No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-24 3,614 $9.50 335,481 No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 Par Value) Acquisiton 2018-07-24 2,386 $9.50 224,900 No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
No 4 J Indirect By: Greenhaven Road Capital Fund 1, L.P.
No 4 J Indirect By: Greenhaven Road Capital Fund 2, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 1, L.P.
No 4 P Indirect By: Greenhaven Road Capital Fund 2, L.P.
Footnotes
  1. Greenhaven Road Capital Fund 1, L.P. (""Fund 1"") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the ""Investment Manager"") is the investment manager of Fund 1. MVM Funds, LLC (the ""General Partner"") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
  2. Greenhaven Road Capital Fund 2, L.P. (""Fund 2"") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
  3. Represents a transfer from Fund 1 to Fund 2 and a mere change in the form of beneficial ownership (certain investors in Fund 1 were moved to Fund 2 along with their pro rata share of the assets of Fund 1).
  4. All prices reported herein are exclusive of brokerage commissions.
  5. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $8.99393 to $9.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnotes (5) through (16) of this Form 4.
  6. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.83528 to $9.84, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.3973 to $10.48784, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.64 to $9.741896094, inclusive.
  9. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.60 to $9.625490196, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.50 to $9.9.6274, inclusive.
  11. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.439570789 to $9.498852878, inclusive.
  12. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.4856 to $9.50, inclusive.
  13. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.3383 to $9.35511, inclusive.
  14. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.467894737 to $9.52165, inclusive.
  15. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.23765 to $9.44, inclusive.
  16. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.49529333 to $9.50, inclusive.