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Filing Details

Accession Number:: 0001001250-18-000096
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-11-02 17:03:50
Reporting Period:: 2018-10-31

Accepted Time:: 2018-11-02 17:03:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1001250	Estee Lauder Companies Inc	EL	Perfumes, Cosmetics & Other Toilet Preparations (2844)	112408943

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1745075	Jane Hudis Hertzmark	The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153	Group President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2018-10-31	6,936	$0.00	52,899	No	4	M	Direct
Class A Common Stock	Acquisiton	2018-10-31	149	$0.00	53,048	No	4	J	Direct
Class A Common Stock	Disposition	2018-10-31	3,772	$140.80	49,276	No	4	F	Direct
Class A Common Stock	Acquisiton	2018-11-02	20,925	$76.23	70,201	No	4	M	Direct
Class A Common Stock	Disposition	2018-11-02	20,925	$143.08	49,276	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	J	Direct
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units (Share Payout)	Disposition	2018-10-31	2,052	$0.00	2,052	$0.00
Class A Common Stock	Restricted Stock Units (Share Payout)	Disposition	2018-10-31	2,235	$0.00	2,235	$0.00
Class A Common Stock	Restricted Stock Units (Share Payout)	Disposition	2018-10-31	2,649	$0.00	2,649	$0.00
Class A Common Stock	Option (Right to Buy)	Disposition	2018-11-02	20,925	$0.00	20,935	$76.23

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2018-10-31	2018-10-31	No	4	M	Direct
2,236	2018-10-31	2019-10-31	No	4	M	Direct
5,299	2018-10-31	2020-11-02	No	4	M	Direct
0		2024-09-03	No	4	M	Direct

Footnotes

Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 4, 2015, September 6, 2016, and September 5, 2017.
Not applicable.
Payout of dividend shares earned upon vesting of portions of Restricted Stock Units ("RSUs") granted September 4, 2015, September 6, 2016, and September 5, 2017.
Represents the withholding of shares for tax purposes.
Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 6,975 shares exercisable from and after January 1, 2016; 6,975 shares exercisable from and after January 1, 2017; and 6,975 shares exercisable from and after January 1, 2018.
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Sales prices range from $142.74 to $143.18 per share, inclusive.
RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
RSUs from grant dated September 4, 2015.
RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 2,236 on October 31, 2019.
RSUs from grant dated September 5, 2017. Assuming continued employment, RSUs will vest and be paid out as follows: 2,649 on October 31, 2019; and 2,650 on November 2, 2020.