Filing Details

Accession Number:
0001127602-18-031977
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-02 16:57:23
Reporting Period:
2018-10-31
Accepted Time:
2018-11-02 16:57:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558765 Farnham A Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-10-31 1 $61.07 184 No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-10-31 1 $61.83 185 No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-10-31 1 $62.97 186 No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-01 1 $61.67 187 No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-01 1 $62.18 188 No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 17,987 Indirect proportionate LP interest in shares held by RA II LP which is held in a trust
Class A Common Stock 3,738 Indirect Held by Trust fbo Reporting Person
Class A Common Stock 1,209 Indirect Held by Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 17,987 17,987 Indirect
Class A Common Stock Class B Common Stock $0.00 3,738 3,738 Indirect
Class A Common Stock Class B Common Stock $0.00 444 444 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
17,987 17,987 Indirect
3,738 3,738 Indirect
444 444 Indirect
Footnotes
  1. Shares purchased pursuant to 10b5-1 plan
  2. 2018-Oct-31 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.34.
  3. held in trust u/a/d 8/12/2012
  4. 2018-Oct-31 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.00.
  5. 2018-Oct-31 -Block 3 Weighted Average- Share Price represents average price between $62.85 and $64.99.
  6. 2018-Nov-1 -Block 2 Weighted Average- Share Price represents average price between $61.25 and $61.96.
  7. 2018-Nov-1 -Block 3 Weighted Average- Share Price represents average price between $62.00 and $62.97.
  8. N/A