Filing Details
- Accession Number:
- 0000899243-18-028025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-02 16:29:54
- Reporting Period:
- 2018-10-31
- Accepted Time:
- 2018-11-02 16:29:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1701758 | Lovesac Co | LOVE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1259062 | R Andrew Heyer | C/O Mistral Equity Partners 650 Fifth Avenue, 10Th Floor New York NY 10019 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.00001 | Disposition | 2018-10-31 | 409,502 | $18.05 | 0 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.00001 | Disposition | 2018-10-31 | 464,266 | $18.05 | 0 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.00001 | Disposition | 2018-10-31 | 583,756 | $18.05 | 5,416,244 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.00001 | 261,918 | Indirect | See Footnotes |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock | $16.00 | 2017-05-30 | 2021-06-29 | 187,500 | 187,500 | Indirect |
Common Stock | Warrant to Purchase Common Stock | $16.00 | 2017-05-30 | 2021-06-29 | 225,000 | 225,000 | Indirect |
Common Stock | Warrant to Purchase Common Stock | $16.00 | 2017-10-19 | 2021-06-29 | 185,500 | 185,500 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-06-29 | 187,500 | 187,500 | Indirect |
2021-06-29 | 225,000 | 225,000 | Indirect |
2021-06-29 | 185,500 | 185,500 | Indirect |
Footnotes
- Represents shares of common stock sold to the underwriters pursuant to an underwritten public offering that closed on October 31, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00, less the underwriting discount.
- These securities are held by Mistral Sac Holdings, LLC ("MSH"). Mr. Heyer indirectly has sole investment and dispository power over these securities.
- These securities are held by Mistral Sac Holdings 3, LLC ("MSH3"). Mr. Heyer indirectly has sole investment and dispository power over these securities.
- These securities are held by SAC Acquisition LLC ("SAC"). Mr. Heyer indirectly has sole investment and dispository power over these shares.
- These securities are held by Mistral Sac Holdings 4, LLC ("MSH4"). Mr. Heyer indirectly has sole investment and dispository power over these securities.
- By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to be beneficial owners of certain of the securities that are deemed to be beneficially owned by SAC, MSH, MSH3 and MSH4. Mr. Heyer disclaims beneficial ownership of the securities owned by SAC, MSH, MSH3 and MSH4, except to the extent of Mr. Heyer's pecuniary interest therein.