Filing Details
- Accession Number:
- 0001209191-18-056922
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-02 16:14:20
- Reporting Period:
- 2018-10-31
- Accepted Time:
- 2018-11-02 16:14:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1462120 | Live Oak Bancshares Inc. | LOB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1373716 | Henderson William Cameron | 1741 Tiburon Drive Wilmington NC 28403 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Voting Common Stock | Acquisiton | 2018-10-31 | 2,500 | $18.42 | 158,989 | No | 4 | P | Indirect | By William H. Cameron Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By William H. Cameron Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Voting Common Stock | 470 | Indirect | By GST-Exempt Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Voting Common Stock | Restricted Stock Units | $0.00 | 2,000 | 2,000 | Direct | ||
Voting Common Stock | Stock Option (right to buy) | $4.40 | 2024-03-26 | 30,000 | 30,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,000 | 2,000 | Direct | |
2024-03-26 | 30,000 | 30,000 | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.
- The restricted stock units vest on May 15, 2019.
- The shares subject to this option vest and become exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vest on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vest on each of March 26, 2020 and 2021.