Filing Details
- Accession Number:
- 0001127602-18-031850
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-02 16:06:41
- Reporting Period:
- 2018-10-31
- Accepted Time:
- 2018-11-02 16:06:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558727 | 11/5/2002 Dtd Trust 2002 Butler Rankin Clara | 5875 Landerbrook Drive Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-10-31 | 1 | $61.07 | 184 | No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates VI held in trust |
| Class A Common Stock | Acquisiton | 2018-10-31 | 1 | $61.83 | 185 | No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates VI held in trust |
| Class A Common Stock | Acquisiton | 2018-10-31 | 1 | $62.97 | 186 | No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates VI held in trust |
| Class A Common Stock | Acquisiton | 2018-11-01 | 1 | $61.67 | 187 | No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates VI held in trust |
| Class A Common Stock | Acquisiton | 2018-11-01 | 1 | $62.18 | 188 | No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates VI held in trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates VI held in trust |
| No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates VI held in trust |
| No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates VI held in trust |
| No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates VI held in trust |
| No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates VI held in trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 279 | Indirect | proportionate partnership interest shares held by AMR Associates LP |
| Class A Common Stock | 4,513 | Direct | |
| Class A Common Stock | 8,211 | Indirect | Proportionate limited partnership interests in shares held by Rankin Associates II |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 326 | 326 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 3,683 | 3,683 | Direct | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 8,211 | 8,211 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 326 | 326 | Indirect | |
| 3,683 | 3,683 | Direct | |
| 8,211 | 8,211 | Indirect |
Footnotes
- Shares purchased pursuant to 10b5-1 plan
- 2018-Oct-31 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.34.
- 2018-Oct-31 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.00.
- 2018-Oct-31 -Block 3 Weighted Average- Share Price represents average price between $62.85 and $64.99.
- 2018-Nov-1 -Block 2 Weighted Average- Share Price represents average price between $61.25 and $61.96.
- 2018-Nov-1 -Block 3 Weighted Average- Share Price represents average price between $62.00 and $62.97.
- N/A
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