Filing Details
- Accession Number:
- 0001225208-18-015117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-02 16:06:35
- Reporting Period:
- 2018-10-31
- Accepted Time:
- 2018-11-02 16:06:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874766 | Hartford Financial Services Group Inc | HIG | Fire, Marine & Casualty Insurance (6331) | 133317783 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1642349 | C David Robinson | One Hartford Plaza Hartford CT 06155 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-10-31 | 682 | $45.62 | 19,003 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-10-31 | 1,713 | $45.62 | 17,290 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-11-01 | 7,427 | $45.14 | 25,898 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock Units | 4,231 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $43.59 | 2026-03-01 | 37,068 | 37,068 | Direct | |
Common Stock | Stock Option | $48.89 | 2027-02-28 | 40,388 | 40,388 | Direct | |
Common Stock | Stock Option | $53.81 | 2028-02-27 | 39,163 | 39,163 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-03-01 | 37,068 | 37,068 | Direct |
2027-02-28 | 40,388 | 40,388 | Direct |
2028-02-27 | 39,163 | 39,163 | Direct |
Footnotes
- Transaction effected pursuant to a pre-planned trading plan entered into on December 15, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan.
- One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
- One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
- One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.