Filing Details

Accession Number:
0001654954-18-011884
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-11-01 19:41:09
Reporting Period:
2018-05-14
Accepted Time:
2018-11-01 19:41:09
Original Submission Date:
2018-05-15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596961 Rumbleon Inc. RMBL () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1461836 John Denmar Dixon C/O Rumbleon, Inc.
4521 Sharon Road, Suite 370
Charlotte NC 28211
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Acquisiton 2018-04-30 7,000 $0.00 35,000 No 4 M Direct
Class B Common Stock Acquisiton 2018-05-14 600 $4.81 35,600 No 4 P Direct
Class B Common Stock Acquisiton 2018-05-14 5,000 $4.80 1,018,429 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 P Direct
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Restricted Stock Units Disposition 2018-05-14 7,000 $0.00 35,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,000 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 7,750 Indirect See Footnote
Class B Common Stock 250 Indirect See Footnote
Footnotes
  1. Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The RSUs vested on April 30, 2018 and the shares of common stock were delivered on May 8, 2018.
  2. Represents shares owned through Blue Flame Capital, LLC, an entity controlled by the Reporting Person.
  3. Represents shares owned by the Reporting Person's spouse.
  4. Represents shares owned by the Reporting Person's son.
  5. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.
  6. The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date. The shares underlying the vested RSUs will be delivered to the Reporting Person on an annual basis during the thirteenth months following the grant date.