Filing Details
- Accession Number:
- 0001654954-18-011884
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-11-01 19:41:09
- Reporting Period:
- 2018-05-14
- Accepted Time:
- 2018-11-01 19:41:09
- Original Submission Date:
- 2018-05-15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596961 | Rumbleon Inc. | RMBL | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1461836 | John Denmar Dixon | C/O Rumbleon, Inc. 4521 Sharon Road, Suite 370 Charlotte NC 28211 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Acquisiton | 2018-04-30 | 7,000 | $0.00 | 35,000 | No | 4 | M | Direct | |
Class B Common Stock | Acquisiton | 2018-05-14 | 600 | $4.81 | 35,600 | No | 4 | P | Direct | |
Class B Common Stock | Acquisiton | 2018-05-14 | 5,000 | $4.80 | 1,018,429 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Restricted Stock Units | Disposition | 2018-05-14 | 7,000 | $0.00 | 35,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
28,000 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 7,750 | Indirect | See Footnote |
Class B Common Stock | 250 | Indirect | See Footnote |
Footnotes
- Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The RSUs vested on April 30, 2018 and the shares of common stock were delivered on May 8, 2018.
- Represents shares owned through Blue Flame Capital, LLC, an entity controlled by the Reporting Person.
- Represents shares owned by the Reporting Person's spouse.
- Represents shares owned by the Reporting Person's son.
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.
- The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date. The shares underlying the vested RSUs will be delivered to the Reporting Person on an annual basis during the thirteenth months following the grant date.