Filing Details
- Accession Number:
- 0000919574-18-006937
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-01 15:33:35
- Reporting Period:
- 2018-10-30
- Accepted Time:
- 2018-11-01 15:33:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1574596 | New Home Co Inc. | NWHM | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1136704 | Second Curve Capital Llc | 350 5Th Avenue, Suite 4730 New York NY 10118 | No | No | Yes | No | |
1378438 | K Thomas Brown | C/O Second Curve Capital, Llc 350 5Th Avenue, Suite 4730 New York NY 10118 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Disposition | 2018-10-30 | 15,000 | $6.85 | 2,046,059 | No | 4 | S | Indirect | By advisory clients of Second Curve Capital, LLC |
Common Stock, $0.01 Par Value | Disposition | 2018-10-31 | 12,500 | $7.02 | 2,033,559 | No | 4 | S | Indirect | By advisory clients of Second Curve Capital, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By advisory clients of Second Curve Capital, LLC |
No | 4 | S | Indirect | By advisory clients of Second Curve Capital, LLC |
Footnotes
- These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve No Lev Fund, LP, Second Curve Vision Fund, LP, and Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.