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Home > Insider Trading > Filing (0001490906-18-000063)

Filing Details

Accession Number:: 0001490906-18-000063
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-11-01 12:37:12
Reporting Period:: 2018-11-01

Accepted Time:: 2018-11-01 12:37:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1490906	Capitol Federal Financial Inc.	CFFN	Savings Institution, Federally Chartered (6035)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1560043	G. Natalie Haag	C/O Capitol Federal Financial 700 Kansas Avenue Topeka KS 66603	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Cffn Common Stock	Acquisiton	2018-11-01	4,860	$12.29	58,870	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Cffn Common Stock	13,042	Indirect	ESOP

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Cffn Common Stock	CFFN phantom stock 2015	$12.56	2018-12-31	2018-12-31	2,780	2,780	Direct
Cffn Common Stock	CFFN Phantom Stock 2016	$16.46	2019-12-31	2019-12-31	2,690	2,690	Direct
Cffn Common Stock	CFFN Phantom Stock 2017	$13.41	2021-01-02	2021-01-02	3,694	3,694	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-12-31	2,780	2,780	Direct
2019-12-31	2,690	2,690	Direct
2021-01-02	3,694	3,694	Direct

Footnotes

The phantom stock units are acquired under the Issuer's Deferred Incentive Bonus Plan and settled in cash three years from the date of acquisition.