Filing Details
- Accession Number:
- 0001209191-18-056694
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-31 17:44:46
- Reporting Period:
- 2018-10-29
- Accepted Time:
- 2018-10-31 17:44:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
766701 | Capstead Mortgage Corp | CMO | Real Estate Investment Trusts (6798) | 752027937 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1631043 | Lance Phillips | 8401 N Central Expressway Suite 800 Dallas TX 75225 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-10-29 | 10,000 | $6.81 | 23,081 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Reflects the weighted average purchase price for the reported transactions. An aggregate of 10,000 shares of the Issuer's common stock were purchased on behalf of the Reporting Person in various transactions at prices ranging from $6.70 to $6.96. The Reporting Person will provide the SEC staff, the Issuer, or a security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price.