Filing Details
- Accession Number:
- 0000720672-11-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-24 16:48:01
- Reporting Period:
- 2011-02-22
- Filing Date:
- 2011-02-24
- Accepted Time:
- 2011-02-24 16:48:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1206666 | P Thomas Mulroy | 200 Garrison Forest Road Owings Mills MD 21117-4110 | Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-02-22 | 2,500 | $72.47 | 177,692 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-22 | 1,900 | $72.50 | 175,792 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-22 | 200 | $72.75 | 175,592 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-23 | 2,000 | $70.30 | 173,592 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-23 | 1,000 | $69.58 | 172,592 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-23 | 1,000 | $69.85 | 171,592 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-23 | 1,000 | $70.00 | 170,592 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-23 | 1,000 | $70.25 | 169,592 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Units | $0.00 | 85,426 | 85,426 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 85,426 | 85,426 | Direct |
Footnotes
- Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
- No expiration date for these Units.
Billionaire Hedge Funds
