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Home > Insider Trading > Filing (0001225208-18-015003)

Filing Details

Accession Number:: 0001225208-18-015003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-10-31 16:02:28
Reporting Period:: 2018-10-30

Accepted Time:: 2018-10-31 16:02:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
895456	Rocky Brands Inc.	RCKY	Footwear, (No Rubber) (3140)	311364046

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1709433	Byron Wortham	39 East Canal Street Nelsonville OH 45764	President, Core Brands	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Without Par Value	Acquisiton	2018-10-30	400	$11.56	900	No	4	M	Direct
Common Stock, Without Par Value	Acquisiton	2018-10-30	400	$11.55	1,300	No	4	M	Direct
Common Stock, Without Par Value	Disposition	2018-10-30	800	$29.00	500	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Without Par Value	Stock Option (right to buy)	Disposition	2018-10-30	400	$0.00	400	$11.55
Common Stock, Without Par Value	Stock Option (right to buy)	Disposition	2018-10-30	400	$0.00	400	$11.56

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,600		2027-01-03	No	4	M	Direct
600		2026-01-04	No	4	M	Direct

Footnotes

Option vests 20% per year beginning on the first anniversary of the date of grant.