Filing Details
- Accession Number:
- 0001225208-18-015003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-31 16:02:28
- Reporting Period:
- 2018-10-30
- Accepted Time:
- 2018-10-31 16:02:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 895456 | Rocky Brands Inc. | RCKY | Footwear, (No Rubber) (3140) | 311364046 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1709433 | Byron Wortham | 39 East Canal Street Nelsonville OH 45764 | President, Core Brands | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Without Par Value | Acquisiton | 2018-10-30 | 400 | $11.56 | 900 | No | 4 | M | Direct | |
| Common Stock, Without Par Value | Acquisiton | 2018-10-30 | 400 | $11.55 | 1,300 | No | 4 | M | Direct | |
| Common Stock, Without Par Value | Disposition | 2018-10-30 | 800 | $29.00 | 500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Without Par Value | Stock Option (right to buy) | Disposition | 2018-10-30 | 400 | $0.00 | 400 | $11.55 |
| Common Stock, Without Par Value | Stock Option (right to buy) | Disposition | 2018-10-30 | 400 | $0.00 | 400 | $11.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,600 | 2027-01-03 | No | 4 | M | Direct | |
| 600 | 2026-01-04 | No | 4 | M | Direct |
Footnotes
- Option vests 20% per year beginning on the first anniversary of the date of grant.
Billionaire Hedge Funds
