Filing Details

Accession Number:
0001209191-11-012421
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-24 16:32:37
Reporting Period:
2011-02-23
Filing Date:
2011-02-24
Accepted Time:
2011-02-24 16:32:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175609 Cavium Networks Inc. CAVM Semiconductors & Related Devices (3674) 770558625
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228022 D Arthur Chadwick C/O Cavium Networks, Inc.
805 E. Middlefield Road
Mountain View CA 94043
Vp Finance & Admin Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-23 75,000 $12.26 126,750 No 4 M Indirect See footnote
Common Stock Disposition 2011-02-23 79,250 $41.04 47,500 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Right to Buy Disposition 2011-02-23 75,000 $0.00 75,000 $12.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
102,500 2008-03-17 2016-02-06 No 4 M Direct
Footnotes
  1. The exercise price of the options ranges from $10.32 to $14.80 per share
  2. Both direct and indirect. See footnote 3
  3. Of the 47,500 shares beneficially owned by Mr. Chadwick, 23,126 shares were owned directly by Mr. Chadwick, and 24,374 shares are owned indirectly by Mr. Chadwick through multiple family trusts.
  4. The sale was made under a 10b5-1 trading plan adopted by the reporting person on September 8, 2009
  5. Shares were sold ranging from $40.10 per share to $41.95 per share.
  6. The exercisable date of the options were 3/17/2008 and 2/6/2009
  7. The expiration date of the options were 3/17/2015 and 2/6/2016