Filing Details
- Accession Number:
- 0001184876-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-24 16:27:36
- Reporting Period:
- 2011-02-22
- Filing Date:
- 2011-02-24
- Accepted Time:
- 2011-02-24 16:27:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1007587 | Kvh Industries Inc | KVHI | Radio & Tv Broadcasting & Communications Equipment (3663) | 050420589 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184876 | Martin Heyningen Van Kits | Kvh Industries, Inc. 50 Enterprise Center Middletown RI 02842 | Ceo/Chairman Bod | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-22 | 9,038 | $10.54 | 407,691 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2011-02-22 | 7,516 | $15.23 | 400,175 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-22 | 25,000 | $0.00 | 425,175 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options-Right to Buy | Disposition | 2011-02-22 | 9,038 | $10.54 | 9,038 | $10.54 |
| Common Stock | Employee Stock Options-Right to Buy | Acquisiton | 2011-02-22 | 50,000 | $14.40 | 50,000 | $14.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,000 | 2010-02-22 | 2011-02-22 | No | 4 | J | Direct |
| 30,000 | 2012-02-22 | 2016-02-22 | No | 4 | J | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,369 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options-Right to Buy | $0.00 | 0 | 2,100 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 2,100 | Indirect |
Footnotes
- Shares acquired via the exercise of an expiring stock option pursuant to the terms & conditions of the company's 2003 Incentive & Non-qualified Stock Option Plan.
- Shares sold to pay the exercise price & taxes owed on an expiring non-qualified stock option.
- Restricted stock grant issued pursuant to the terms & conditions of KVH Industries' 2003 Incentive & Non-qualified Stock Option Plan. Grant vests annually in four equal installments, the first of which will vest on 2/22/12, provided the executive is employed by the Company at the time of vesting.
- Exercise of an expiring stock option pursuant to the terms & conditions of the company's 2003 Incentive & Non-qualified Stock Option Plan.
- Non-qualified stock option grant issued pursuant to the terms & conditions of KVH Industries' 2003 Incentive & Non-qualified Stock Option Plan. Grant vests annually in four equal installments, the first of which will vest on 2/22/12, provided the executive is employed by the Company at the time of vesting.
- Stock option grant vests in 4 equal installments (12500 on 2/22/2012; 12500 on 2/22/2013; 12500 on 2/22/2014; 12500 on 2/22/2015).
- Represents total vested/unexercised options "beneficially owned".
- Not applicable.
- Represents total vested/unexercised options "beneficially owned" by spouse.
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