Filing Details
- Accession Number:
- 0001209191-18-056302
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-26 16:21:41
- Reporting Period:
- 2018-10-25
- Accepted Time:
- 2018-10-26 16:21:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1360901 | Evercore Inc. | EVR | Investment Advice (6282) | 204748747 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1369899 | C Roger Altman | C/O Evercore Inc. 55 East 52Nd Street New York NY 10055 | Founder And Senior Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Shares Of Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-10-25 | 100,000 | $0.00 | 283,279 | No | 4 | C | Direct | |
| Shares Of Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2018-10-25 | 100,000 | $83.00 | 183,279 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Shares Of Class A Common Stock, Par Value $0.01 Per Share | Partnership units of Evercore LP | Disposition | 2018-10-25 | 100,000 | $0.00 | 100,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 436,784 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Shares Of Class B Common Stock, Par Value $0.01 Per Share | 1 | Direct | |
| Shares Of Class B Common Stock, Par Value $0.01 Per Share | 1 | Indirect | Share held in trust. |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Shares Of Class A Common Stock, Par Value $0.01 Per Share | Partnership units of Evercore LP | $0.00 | 0 | 287,536 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 287,536 | Indirect |
Footnotes
- Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.
- This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $83.00 to $83.04 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- These securities are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these securities held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or any other purpose.
- Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.
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