Filing Details
- Accession Number:
- 0000074260-18-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-26 10:35:49
- Reporting Period:
- 2018-10-12
- Accepted Time:
- 2018-10-26 10:35:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
74260 | Old Republic International Corp | ORI | Surety Insurance (6351) | 362678171 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1364260 | R Steven Walker | 307 North Michigan Avenue, Ste 2300 Chicago IL 60601 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-10-12 | 1,000 | $20.21 | 23,000 | No | 4 | P | Indirect | By Spouse |
Common Stock | Disposition | 2018-10-12 | 1,000 | $20.13 | 22,000 | No | 4 | S | Indirect | By Spouse |
Common Stock | Acquisiton | 2018-10-12 | 0 | $0.00 | 3,500 | No | 4 | J | Indirect | By IRA |
Common Stock | Acquisiton | 2018-10-12 | 0 | $0.00 | 22,500 | No | 4 | J | Indirect | By SEP/IRA |
Common Stock | Acquisiton | 2018-10-12 | 0 | $0.00 | 12,000 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | J | Indirect | By IRA |
No | 4 | J | Indirect | By SEP/IRA |
No | 4 | J | Direct |
Footnotes
- On October 12, 2018, Reporting Person placed a purchase order for shares of Issuer's common stock with his financial advisor and then cancelled that order in a second conversation that immediately followed. From that conversation, Reporting Person understood that the purchase order was being cancelled, but the order was instead filled and an offsetting sale order was placed that same day. The financial advisor did not inform Reporting Person that the initial purchase order had not been cancelled and that two offsetting transactions had occurred. Reporting Person became aware of the reportable transactions only upon receipt of brokerage confirmations. As a result, the filing of this Statement of Changes in Beneficial Ownership was delayed.
- No transactions to report related to this indirect ownership of 3,500 shares.
- No transactions to report related to this indirect ownership of 22,500 shares.
- No transactions to report related to this direct ownership of 12,000 shares.