Filing Details
- Accession Number:
- 0000899243-18-027480
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-25 18:27:41
- Reporting Period:
- 2018-10-23
- Accepted Time:
- 2018-10-25 18:27:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1664106 | Logicbio Therapeutics Inc. | LOGC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1568077 | Tomer Kariv | C/O Logicbio Therapeutics, Inc. 610 Main St., 3Rd Floor Cambridge MA 02139 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-10-23 | 674,431 | $0.00 | 674,431 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-10-23 | 364,643 | $0.00 | 1,039,074 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-10-23 | 328,339 | $0.00 | 1,367,413 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-10-23 | 207,151 | $10.00 | 1,574,564 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-10-23 | 112,000 | $10.00 | 1,686,564 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-10-23 | 100,849 | $10.00 | 1,787,413 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | Disposition | 2018-10-23 | 1,288,116 | $0.00 | 674,431 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2018-10-23 | 696,444 | $0.00 | 364,643 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2018-10-23 | 627,105 | $0.00 | 328,339 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
692,982 | No | 4 | C | Indirect | ||
328,339 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Upon closing of the Issuer's initial public offering, each share of Series B Convertible Preferred Stock automatically converted into 0.5235794 shares of Common Stock without payment or further consideration. There was no expiration date for the Series B Convertible Preferred Stock.
- Represents shares of the Issuer held by Pontifax (Israel) IV, L.P. ("Israel IV"). Pontifax IV GP L.P. ("Pontifax IV") is the general partner of Israel IV. Pontifax Management 4 G.P. (2015) Ltd. ("Management 4") is the general partner of Pontifax IV. The Reporting Person is a Managing Partner of Management 4. By virtue of this relationship, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares held by Israel IV. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise of such portion of these securities in which he has no pecuniary interest.
- Represents shares of the Issuer held by Pontifax (China) IV, L.P. ("China IV"). Pontifax IV is the general partner of China IV. Management 4 is the general partner of Pontifax IV. By virtue of this relationship, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares held by China IV. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Exchange Act or otherwise of such portion of these securities in which he has no pecuniary interest.
- Represents shares of the Issuer held by Pontifax (Cayman) IV, L.P. ("Cayman IV"). Pontifax IV is the general partner of Cayman IV. Management 4 is the general partner of Pontifax IV. By virtue of this relationship, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares held by Cayman IV. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Exchange Act or otherwise of such portion of these securities in which he has no pecuniary interest.