Filing Details

Accession Number:
0000899243-18-027480
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-25 18:27:41
Reporting Period:
2018-10-23
Accepted Time:
2018-10-25 18:27:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1664106 Logicbio Therapeutics Inc. LOGC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1568077 Tomer Kariv C/O Logicbio Therapeutics, Inc.
610 Main St., 3Rd Floor
Cambridge MA 02139
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-10-23 674,431 $0.00 674,431 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-10-23 364,643 $0.00 1,039,074 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-10-23 328,339 $0.00 1,367,413 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-10-23 207,151 $10.00 1,574,564 No 4 P Indirect See Footnote
Common Stock Acquisiton 2018-10-23 112,000 $10.00 1,686,564 No 4 P Indirect See Footnote
Common Stock Acquisiton 2018-10-23 100,849 $10.00 1,787,413 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Stock Disposition 2018-10-23 1,288,116 $0.00 674,431 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2018-10-23 696,444 $0.00 364,643 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2018-10-23 627,105 $0.00 328,339 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
692,982 No 4 C Indirect
328,339 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Upon closing of the Issuer's initial public offering, each share of Series B Convertible Preferred Stock automatically converted into 0.5235794 shares of Common Stock without payment or further consideration. There was no expiration date for the Series B Convertible Preferred Stock.
  2. Represents shares of the Issuer held by Pontifax (Israel) IV, L.P. ("Israel IV"). Pontifax IV GP L.P. ("Pontifax IV") is the general partner of Israel IV. Pontifax Management 4 G.P. (2015) Ltd. ("Management 4") is the general partner of Pontifax IV. The Reporting Person is a Managing Partner of Management 4. By virtue of this relationship, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares held by Israel IV. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise of such portion of these securities in which he has no pecuniary interest.
  3. Represents shares of the Issuer held by Pontifax (China) IV, L.P. ("China IV"). Pontifax IV is the general partner of China IV. Management 4 is the general partner of Pontifax IV. By virtue of this relationship, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares held by China IV. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Exchange Act or otherwise of such portion of these securities in which he has no pecuniary interest.
  4. Represents shares of the Issuer held by Pontifax (Cayman) IV, L.P. ("Cayman IV"). Pontifax IV is the general partner of Cayman IV. Management 4 is the general partner of Pontifax IV. By virtue of this relationship, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares held by Cayman IV. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Exchange Act or otherwise of such portion of these securities in which he has no pecuniary interest.