Filing Details

Accession Number:
0001044321-11-000077
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-24 15:57:34
Reporting Period:
2011-02-22
Filing Date:
2011-02-24
Accepted Time:
2011-02-24 15:57:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1493761 Parametric Sound Corp PAMT Communications Equipment, Nec (3669) 272767540
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1044321 M David Greenhouse & W Austin Marxe C/O Special Situations Funds
527 Madison Avenue, Suite 2600
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-22 1,500,000 $0.50 3,481,411 No 4 P Indirect By Limited Partnerships
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Limited Partnerships
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2011-02-22 1,500,000 $0.00 1,500,000 $0.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,500,000 2011-02-22 2016-02-22 No 4 P Indirect
Footnotes
  1. This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, LP (QP), Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, LP (TN) and Special Situations Technology Fund II, L.P. (T2), respectively. 1,594,686 shares of Common Stock are held by QP, 556,330 shares of Common Stock are held by PE, 180,378 shares of Common Stock are held by TN and 1,150,017 shares of Common Stock are held by T2. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP, PE, TN and T2 is limited to the extent of his pecuniary interest.
  2. This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, LP (QP), Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, LP (TN) and Special Situations Technology Fund II, L.P. (T2), respectively. 690,000 Warrants are held by QP, 240,000 Warrants are held by PE, 75,000 Warrants are held by TN and 495,000 Warrants are held by T2. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP, PE, TN and T2 is limited to the extent of his pecuniary interest.