Filing Details
- Accession Number:
- 0001209191-18-056072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-24 17:01:22
- Reporting Period:
- 2018-10-22
- Accepted Time:
- 2018-10-24 17:01:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1169245 | Phasebio Pharmaceuticals Inc | PHAS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1005561 | J Peter Barris | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1219855 | James M Barrett | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1219871 | M David Mott | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1235112 | J Patrick Kerins | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1237289 | D Scott Sandell | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1277631 | Forest Baskett | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1452907 | New Enterprise Associates 13 Lp | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1460751 | Nea 13 Gp, Ltd | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1460752 | Nea Partners 13, Limited Partnership | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1479386 | Ravi Viswanathan | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-10-22 | 4,841,634 | $0.00 | 4,841,634 | No | 4 | C | Indirect | See Note 2 |
Common Stock | Acquisiton | 2018-10-22 | 1,800,000 | $5.00 | 6,641,634 | No | 4 | P | Indirect | See Note 2 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Note 2 |
No | 4 | P | Indirect | See Note 2 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Series B Preferred Stock | Warrants to Purchase Series B Preferred Stock | Disposition | 2018-10-22 | 49,030 | $0.00 | 49,030 | $0.12 |
Common Stock | Series B Preferred Stock | Acquisiton | 2018-10-22 | 49,030 | $0.12 | 49,030 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2018-10-22 | 1,177 | $5.00 | 1,177 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2018-10-22 | 3,279,627 | $0.00 | 3,279,627 | $0.00 |
Series C-1 Preferred Stock | Warrants to Purchase Series C-1 Preferred Stock | Disposition | 2018-10-22 | 181,190 | $0.00 | 181,190 | $0.12 |
Common Stock | Series C-1 Preferred Stock | Acquisiton | 2018-10-22 | 181,190 | $0.12 | 181,190 | $0.00 |
Common Stock | Series C-1 Preferred Stock | Disposition | 2018-10-22 | 4,349 | $5.00 | 4,349 | $0.00 |
Common Stock | Series C-1 Preferred Stock | Disposition | 2018-10-22 | 437,706 | $0.00 | 437,706 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2018-10-22 | 1,124,301 | $0.00 | 1,124,301 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | X | Indirect | ||
3,280,804 | No | 4 | X | Indirect | ||
3,279,627 | No | 4 | S | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | X | Indirect | ||
442,055 | No | 4 | X | Indirect | ||
437,706 | No | 4 | S | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and has no expiration date.
- The securities are directly held by New Enterprise Associates 13, L.P. ("NEA 13") and are indirectly held by NEA Partners 13, L.P. ("NEA Partners 13"), the sole general partner of NEA 13, NEA 13 GP, LTD ("NEA 13 LTD"), the sole general partner of NEA Partners 13 and each of the individual directors of NEA 13 LTD (NEA Partners 13, NEA 13 LTD and the individual directors of NEA 13 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 13 LTD are M. James Barrett, Peter J. Barris, Forest Baskett, Patrick J. Kerins, David M. Mott, Scott D. Sandell and Ravi Viswanathan. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 securities in which the Indirect Reporting Persons have no pecuniary interest.
- Represents the net exercise of the warrants immediately prior to, and contingent upon, the closing of the Issuer's initial public offering.
- The warrants were exercisable until, and were scheduled to expire upon, the closing of the Issuer's initial public offering.