Filing Details

Accession Number:
0001209191-18-056072
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-24 17:01:22
Reporting Period:
2018-10-22
Accepted Time:
2018-10-24 17:01:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1169245 Phasebio Pharmaceuticals Inc PHAS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1005561 J Peter Barris 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1219855 James M Barrett 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1219871 M David Mott 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1235112 J Patrick Kerins 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1237289 D Scott Sandell 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1277631 Forest Baskett 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1452907 New Enterprise Associates 13 Lp 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1460751 Nea 13 Gp, Ltd 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1460752 Nea Partners 13, Limited Partnership 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1479386 Ravi Viswanathan 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-10-22 4,841,634 $0.00 4,841,634 No 4 C Indirect See Note 2
Common Stock Acquisiton 2018-10-22 1,800,000 $5.00 6,641,634 No 4 P Indirect See Note 2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Note 2
No 4 P Indirect See Note 2
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Series B Preferred Stock Warrants to Purchase Series B Preferred Stock Disposition 2018-10-22 49,030 $0.00 49,030 $0.12
Common Stock Series B Preferred Stock Acquisiton 2018-10-22 49,030 $0.12 49,030 $0.00
Common Stock Series B Preferred Stock Disposition 2018-10-22 1,177 $5.00 1,177 $0.00
Common Stock Series B Preferred Stock Disposition 2018-10-22 3,279,627 $0.00 3,279,627 $0.00
Series C-1 Preferred Stock Warrants to Purchase Series C-1 Preferred Stock Disposition 2018-10-22 181,190 $0.00 181,190 $0.12
Common Stock Series C-1 Preferred Stock Acquisiton 2018-10-22 181,190 $0.12 181,190 $0.00
Common Stock Series C-1 Preferred Stock Disposition 2018-10-22 4,349 $5.00 4,349 $0.00
Common Stock Series C-1 Preferred Stock Disposition 2018-10-22 437,706 $0.00 437,706 $0.00
Common Stock Series D Preferred Stock Disposition 2018-10-22 1,124,301 $0.00 1,124,301 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 X Indirect
3,280,804 No 4 X Indirect
3,279,627 No 4 S Indirect
0 No 4 C Indirect
0 No 4 X Indirect
442,055 No 4 X Indirect
437,706 No 4 S Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and has no expiration date.
  2. The securities are directly held by New Enterprise Associates 13, L.P. ("NEA 13") and are indirectly held by NEA Partners 13, L.P. ("NEA Partners 13"), the sole general partner of NEA 13, NEA 13 GP, LTD ("NEA 13 LTD"), the sole general partner of NEA Partners 13 and each of the individual directors of NEA 13 LTD (NEA Partners 13, NEA 13 LTD and the individual directors of NEA 13 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 13 LTD are M. James Barrett, Peter J. Barris, Forest Baskett, Patrick J. Kerins, David M. Mott, Scott D. Sandell and Ravi Viswanathan. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 securities in which the Indirect Reporting Persons have no pecuniary interest.
  3. Represents the net exercise of the warrants immediately prior to, and contingent upon, the closing of the Issuer's initial public offering.
  4. The warrants were exercisable until, and were scheduled to expire upon, the closing of the Issuer's initial public offering.