Home > Insider Trading > Filing (0001225208-18-014851)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350797	Eaton Vance Corp	EV	Investment Advice (6282)	042718215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1064587	Jr I Leo Higdon	Two International Place Eaton Vance Boston MA 02110		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2018-10-23	5,943	$21.46	9,964	No	4	M	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2018-10-23	5,943	$43.97	4,021	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Disposition	2018-10-23	5,943	$0.00	5,943	$21.46

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2008-11-03	2018-11-03	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$24.46	2011-11-01	2021-11-01	6,420	6,420	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$27.50	2009-11-02	2019-11-02	4,883	4,883	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.23	2012-11-01	2022-11-01	5,680	5,680	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.69	2010-11-01	2020-11-01	4,902	4,902	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$34.84	2016-11-01	2026-11-01	11,777	11,777	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$36.71	2014-11-03	2024-11-03	5,737	5,737	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$36.76	2015-11-02	2025-11-02	7,451	7,451	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$41.90	2013-11-01	2023-11-01	4,045	4,045	Direct
Eaton Vance Corp. Non-Voting Common Stock	Phantom Stock	$0.00			2,811	2,811	Direct
Eaton Vance Corp. Non-Voting Common Stock	Phantom Stock	$0.00	2018-11-01	2018-11-01	2,096	2,096	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-11-01	6,420	6,420	Direct
2019-11-02	4,883	4,883	Direct
2022-11-01	5,680	5,680	Direct
2020-11-01	4,902	4,902	Direct
2026-11-01	11,777	11,777	Direct
2024-11-03	5,737	5,737	Direct
2025-11-02	7,451	7,451	Direct
2023-11-01	4,045	4,045	Direct
	2,811	2,811	Direct
2018-11-01	2,096	2,096	Direct

Footnotes

Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.
The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.
Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.