Filing Details
- Accession Number:
- 0001214659-18-006640
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-24 11:25:22
- Reporting Period:
- 2018-10-23
- Accepted Time:
- 2018-10-24 11:25:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173420 | Novagold Resources Inc | NG | Gold And Silver Ores (1040) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1593138 | David Deisley | C/O Novagold Resources Inc. 201 South Main Street, Suite 400 Salt Lake City UT 84111 | Exec. Vp & General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2018-10-23 | 136,948 | $2.21 | 833,422 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2018-10-23 | 70,920 | $4.28 | 762,502 | No | 4 | F | Direct | |
| Common Shares | Disposition | 2018-10-23 | 66,028 | $4.28 | 696,474 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (Right to Buy) | Disposition | 2018-10-23 | 136,948 | $0.00 | 136,948 | $2.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 400,000 | 2019-01-06 | No | 4 | M | Direct |
Footnotes
- The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD $1.3098=USD $1.00.
- The price reported in Column 4 was converted from the Canadian price of C$5.60 to USD using an exchange rate of CAD $1.3098=USD $1.00.
- The options vested as follows: 1/3 on 1/7/2014; 1/3 on 1/7/2015; and 1/3 on 1/7/2016.
Billionaire Hedge Funds
