Filing Details
- Accession Number:
- 0001127602-11-007405
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-24 15:43:44
- Reporting Period:
- 2011-02-22
- Filing Date:
- 2011-02-24
- Accepted Time:
- 2011-02-24 15:43:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1243490 | Gervis Peter Ratcliffe | C/O Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-22 | 10,000 | $0.00 | 10,000 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2011-02-22 | 20,000 | $0.00 | 30,000 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2011-02-22 | 908 | $0.00 | 30,908 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2011-02-22 | 1,107 | $0.00 | 32,015 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2011-02-22 | 30,000 | $42.38 | 2,015 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-23 | 2,015 | $41.39 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2011-02-22 | 10,000 | $0.00 | 10,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-02-22 | 20,000 | $0.00 | 20,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-21 | No | 4 | C | Direct | |
| 0 | 2011-02-20 | No | 4 | C | Direct |
Footnotes
- Represents shares released from restriction from a Restricted Stock Unit award granted in 2006.
- Represents shares released from restriction from a Restricted Stock Unit award granted in 2008.
- Represents settlement of dividend equivalents accumulated during the restricted period of restricted stock unit awards originally granted in 2006 and 2008, which have now been released.
- This transaction was executed in multiple trades at prices ranging from $42.23 to $42.69. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $41.39 to $41.3926. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Restricted stock units either vest or are forfeited therefore there is no expiration date.
Billionaire Hedge Funds
