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Filing Details

Accession Number:: 0000899243-18-027267
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-10-23 13:38:49
Reporting Period:: 2018-10-19

Accepted Time:: 2018-10-23 13:38:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1331520	Home Bancshares Inc	HOMB	State Commercial Banks (6022)	710682831

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1365246	Tracy French	P.o. Box 966 Conway AR 72033	Centennial Bank Ceo/ President	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-10-19	2,000	$19.25	112,601	No	4	P	Direct
Common Stock	Acquisiton	2018-10-19	300	$19.25	112,901	No	4	P	Direct
Common Stock	Acquisiton	2018-10-19	100	$19.24	113,001	No	4	P	Direct
Common Stock	Acquisiton	2018-10-19	100	$19.24	113,101	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock - Performance Based	100,000	Direct
Common Stock - Restricted	16,667	Direct
Common Stock	29,222	Indirect	IRA
Common Stock	43,857	Indirect	401(k)

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Performance Stock Option	$23.32	2028-07-19	150,000	150,000	Direct
Common Stock	Stock Option	$8.62	2023-01-17	40,000	40,000	Direct
Common Stock	Stock Option	$9.54	2023-04-17	40,000	40,000	Direct
Common Stock	Stock Option	$14.71	2025-01-15	100,000	100,000	Direct
Common Stock	Stock Option	$18.46	2025-08-23	150,000	150,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2028-07-19	150,000	150,000	Direct
2023-01-17	40,000	40,000	Direct
2023-04-17	40,000	40,000	Direct
2025-01-15	100,000	100,000	Direct
2025-08-23	150,000	150,000	Direct

Footnotes

The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met.
The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016 and will therefore begin vesting in 33 1/3% installments on December 31, 2019.
Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date. The first installment vested on August 24, 2018.
Restricted Stock granted on January 17, 2014 will "cliff" vest 100% three years from award date.
Reflects the dollar value of the reporting person's units in a unitized stock fund under the Home BancShares, Inc. 401(k) Plan as of October 22, 2018, divided by the closing price of Home BancShares common stock on that date. The unitized stock fund consists of Home BancShares common stock and a reserve of cash in amounts that vary from time to time.
The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met.
The option is exercisable in five equal annual installments. The first installment became exercisable on January 16, 2016.
The option is exercisable in five equal annual installments. The first installment became exercisable on January 18, 2014.
The option is exercisable in five equal annual installments. The first installment became exercisable on April 18, 2014.
Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.