Filing Details
- Accession Number:
- 0001726123-18-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-22 17:52:23
- Reporting Period:
- 2018-10-19
- Accepted Time:
- 2018-10-22 17:52:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1726123 | J David Demas | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-10-19 | 1,000 | $24.58 | 6,500 | No | 4 | P | Indirect | Vanguard fbo Shannon L Hungerford IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Vanguard fbo Shannon L Hungerford IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,500 | Direct | |
Common Stock | 31,859 | Direct | |
Common Stock | 200 | Indirect | Vanguard fbo David J. Demas IRA |
Depositary Shares | 2,000 | Direct |
Footnotes
- The reporting person filed a Form 4 on May 29, 2018 (the "May 29 Form 4") which underreported his purchase of shares of TriState Capital Holdings, Inc. common stock ("TriState common stock") on May 25, 2018. The May 29 Form 4 reported that he had purchased 998 shares of TriState common stock when he had in fact purchased 1,000 shares of TriState common stock. This corrected amount is reflected above.
- Shannon L Hungerford is the reporting person's Spouse.
- Shares held jointly by the reporting person and his spouse.