Filing Details
- Accession Number:
- 0001240340-11-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-24 15:17:33
- Reporting Period:
- 2011-02-23
- Filing Date:
- 2011-02-24
- Accepted Time:
- 2011-02-24 15:17:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
902274 | Libbey Inc | LBY | Glass & Glassware, Pressed Or Blown (3220) | 341559357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398732 | S Jonathan Freeman | 300 Madison Avenue P.o. Box 10060 Toledo OH 43699-0060 | Vp, Global Supply Chain | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-23 | 100 | $1.07 | 69,617 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-23 | 5,096 | $1.07 | 74,713 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-23 | 93 | $10.13 | 74,806 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-23 | 100 | $16.41 | 74,706 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-23 | 5,096 | $16.39 | 69,610 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-23 | 1,304 | $16.39 | 68,306 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-23 | 93 | $16.37 | 68,213 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-23 | 1,304 | $10.13 | 69,517 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-23 | 100 | $16.41 | 100 | $1.07 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-23 | 5,096 | $16.39 | 5,096 | $1.07 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-23 | 1,304 | $16.39 | 1,304 | $10.13 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-23 | 93 | $16.37 | 93 | $10.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,292 | 2010-02-12 | 2019-02-12 | No | 4 | M | Direct |
5,196 | 2010-02-12 | 2019-02-12 | No | 4 | M | Direct |
4,282 | 2011-02-11 | 2020-02-11 | No | 4 | M | Direct |
4,189 | 2011-02-11 | 2020-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,141 | Indirect | by 401(k) plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | $15.35 | 2009-02-15 | 2018-02-15 | 4,333 | 4,333 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $17.00 | 2012-02-10 | 2021-02-10 | 3,443 | 3,443 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $18.61 | 2017-05-07 | 13,226 | 13,226 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-02-15 | 4,333 | 4,333 | Direct |
2021-02-10 | 3,443 | 3,443 | Direct |
2017-05-07 | 13,226 | 13,226 | Direct |
Footnotes
- The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
- There were 2 grants on May 7, 2007. The grant of 10,000 shares vest 100% on May 7, 2010. The grant of 3,226 shares vest 25% on May 7, 2008, May 7, 2009, May 7, 2010 and May 7, 2011.