Filing Details
- Accession Number:
- 0001209191-18-055704
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-19 16:58:25
- Reporting Period:
- 2018-10-19
- Accepted Time:
- 2018-10-19 16:58:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1459839 | Si-Bone Inc. | SIBN | Surgical & Medical Instruments & Apparatus (3841) | 262216351 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1592730 | Timothy Petersen | C/O Arboretum Ventures 303 Detroit Street, Suite 301 Ann Arbor MI 48104 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-10-19 | 1,495,036 | $0.00 | 1,495,036 | No | 4 | C | Indirect | By Arboretum Ventures IV, LP |
Common Stock | Acquisiton | 2018-10-19 | 200,000 | $15.00 | 1,695,036 | No | 4 | P | Indirect | By Arboretum Ventures IV, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Arboretum Ventures IV, LP |
No | 4 | P | Indirect | By Arboretum Ventures IV, LP |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series 7 Preferred Stock | Disposition | 2018-10-19 | 1,495,036 | $0.00 | 1,495,036 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- The Issuer's Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.
- Shares held by Arboretum Ventures IV, LP ("AV IV"). Arboretum Investment Manager IV, LLC ("AIM IV") serves as the general partner of AV IV. Jan Garfinkle, Timothy B. Petersen, a member of the Issuer's board of directors, and Paul McCreadie are managing members of AIM IV and share voting and dispositive power with regard to these shares and therefore each of the foregoing managing members may be deemed to have the same powers with respect to such shares. Mr. Petersen disclaims beneficial ownership of such shares except to the extent of his proportionate pecuniary interest, if any.