Filing Details

Accession Number:
0001209191-18-055704
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-19 16:58:25
Reporting Period:
2018-10-19
Accepted Time:
2018-10-19 16:58:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1459839 Si-Bone Inc. SIBN Surgical & Medical Instruments & Apparatus (3841) 262216351
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1592730 Timothy Petersen C/O Arboretum Ventures
303 Detroit Street, Suite 301
Ann Arbor MI 48104
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-10-19 1,495,036 $0.00 1,495,036 No 4 C Indirect By Arboretum Ventures IV, LP
Common Stock Acquisiton 2018-10-19 200,000 $15.00 1,695,036 No 4 P Indirect By Arboretum Ventures IV, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Arboretum Ventures IV, LP
No 4 P Indirect By Arboretum Ventures IV, LP
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series 7 Preferred Stock Disposition 2018-10-19 1,495,036 $0.00 1,495,036 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. The Issuer's Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.
  2. Shares held by Arboretum Ventures IV, LP ("AV IV"). Arboretum Investment Manager IV, LLC ("AIM IV") serves as the general partner of AV IV. Jan Garfinkle, Timothy B. Petersen, a member of the Issuer's board of directors, and Paul McCreadie are managing members of AIM IV and share voting and dispositive power with regard to these shares and therefore each of the foregoing managing members may be deemed to have the same powers with respect to such shares. Mr. Petersen disclaims beneficial ownership of such shares except to the extent of his proportionate pecuniary interest, if any.