Filing Details
- Accession Number:
- 0001493152-18-014629
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-10-18 14:36:59
- Reporting Period:
- 2018-10-16
- Accepted Time:
- 2018-10-18 14:36:59
- Original Submission Date:
- 2018-10-18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 891417 | Pen Inc. | PENC | Coating, Engraving & Allied Services (3470) | 760273345 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1022732 | J Ronald Berman | 701 Brickell Avenue, Suite 1550 Miami FL 33131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-10-16 | 4,000 | $0.50 | 262,292 | No | 4 | J | Direct | |
| Class A Common Stock | Acquisiton | 2018-10-16 | 127,119 | $0.50 | 389,411 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | P | Indirect | See footnote |
Footnotes
- Shares acquired indirectly were purchased indirectly through the purchase of an interest in an investing entity that acquired the issuer's securities in a private placement. Reporting person shares voting control over the securities held by the investing entity but reporting person disclaims beneficial ownership of the securities held by the partnership for which he does not have pecuniary interest and this filing should not be construed as an admission that the reporting person is the beneficial owner of these securities.
Billionaire Hedge Funds
