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Home > Insider Trading > Filing (0001493152-18-014613)

Filing Details

Accession Number:: 0001493152-18-014613
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-10-18 09:07:11
Reporting Period:: 2018-10-16

Accepted Time:: 2018-10-18 09:07:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
891417	Pen Inc.	PENC	Coating, Engraving & Allied Services (3470)	760273345

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1616631	M Jeanne Rickert	701 Brickell Ave., Suite 1550 Miami FL 33131	Chief Legal Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-10-16	4,000	$0.50	540,549	No	4	J	Direct
Class A Common Stock	Acquisiton	2018-10-16	13,333	$0.50	553,882	No	4	P	Indirect	See Footnote 1

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Direct
No	4	P	Indirect	See Footnote 1

Footnotes

Of the total holdings, 22,224 shares of Class A common stock are held directly by the reporting person, and the balance are held indirectly through Rickert Family, Limited Partnership.