Filing Details

Accession Number:
0001104659-18-062592
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-17 20:50:42
Reporting Period:
2018-10-15
Accepted Time:
2018-10-17 20:50:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1093691 Plug Power Inc PLUG Electrical Industrial Apparatus (3620) 223672377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1308706 Jr L Gerard Conway C/O Plug Power Inc.,
968 Albany-Shaker Road
Latham NY 12110
Gc, Corp Secretary & Senior Vp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Plug Power Common Stock Acquisiton 2018-10-15 100,000 $0.37 110,519 No 4 M Direct
Plug Power Common Stock Disposition 2018-10-15 100,000 $1.86 10,519 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2018-10-15 100,000 $0.00 100,000 $0.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33,333 2023-07-24 No 4 M Direct
Footnotes
  1. Shares sold pursuant to a pre-established 10b5-1 trading plan.
  2. This transaction was executed in multiple trades at prices ranging from $1.8100 to $1.8850. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. 200,000 options were granted on July 24, 2013 and vested as follows: 66,667 options vested on July 24, 2014, 66,667 options vested on July 24, 2015 and 66,666 options vested on July 24, 2016.